Sr. Manager - Risk & Compliance

Hi All, HCL Tech is hiring for Sr. Manager Risk & Compliance role for Chennai location. Please find the below details for the role: Experience 8-12 year’s of experience in Risk, Compliance, or Audit roles Risk Management experience gained within Financial Services.

Experience in developing / implementing Risk management related change programmes. Strong experience in UK regulatory environment Key tasks & responsibilities 1. Risk Management Develop and maintain the enterprise risk management (ERM) framework Identify, assess, and monitor key risks (operational, financial, regulatory, reputational) Lead risk assessments, scenario analysis, and stress testing Maintain risk registers and ensure mitigation plans are in place Report key risk indicators (KRIs) to senior leadership and board committees 2.

Compliance & Regulatory Oversight Ensure adherence to UK regulatory requirements e.g., Financial Conduct Authority (FCA) Oversee compliance monitoring programs and internal audits Interpret regulatory changes and implement necessary controls Act as the primary liaison with regulators and external auditors Support the Director of Risk & Compliance in the identification and assessment of external threats. 3. Policy & Governance Develop and update compliance policies, procedures, and internal controls Promote a strong risk-aware culture across the organization Support governance frameworks and board reporting Completion of regular risk and risk event (Incidents, Breaches and our Crisis Management) reporting to the SMT, Risk Management & Audit Committee (RMAC), the Board and other relevant internal committees. 4. Stakeholder Management Collaborate with business units, legal, audit, and senior leadership Provide training and guidance on risk and compliance matters Influence decision-making through risk-based insights Provide advice and challenge to the SMT and their direct reports in relation to risk reporting, risk assessment and mitigation. 5.

Team Leadership Lead and mentor a team of risk and compliance professionals Drive performance, development, and succession planning Support the evolution of the risk appetite framework. Establishing more ‘risk based’ MI for senior management consumption by identifying Key Risk Indicators. Continuously develop the Risk and Control Frameworks documentation including appropriate Registers.

Interested candidates, please share your updated resumes on garima-si@hcltech.com